An Overview of the Process of Assessment Validation and How to Validate Assessments
An Overview of the Process of Assessment Validation and How to Validate Assessments
Blog Article
With registration, RTOs must juggle many responsibilities like annual declarations, AVETMISS reporting, and marketing compliance, where validation often causes the most anxiety.
We have numerous articles on validation, but let's go back to the term itself. ASQA defines validation as a quality review of the assessment process.
Simply put, validation confirms which aspects of an RTO's assessment process are right and identifies where improvements are needed. A clear understanding of its main components makes it less intimidating.
According to SRTOs 2015 Clause 1.8, RTOs must ensure that their assessment systems, including RPL, comply with training package requirements and adhere to the Principles of Assessment and Rules of Evidence.
The standards require RTOs to perform two types of validation.
The first kind of assessment validation ensures your RTO's assessment adheres to the training package requirements within your scope.
The subsequent validation type ensures assessments are in line with the principles of assessment and rules of evidence.
Thus, we understand that validation is done before and after the assessment. This article highlights the first type: assessment tool validation.
What are the Two Types of Assessment Validation?
Comprehending Assessment Validation
As mentioned earlier and in our earlier blog entries, validation is divided into two parts: (1) assessment tool validation and (2) post-assessment validation.
Pre-assessment validation or verification, also known as assessment tool validation, relates to the first part of the clause, ensuring all unit requirements are met and workbooks are 100% compliant.
In post-assessment validation, the emphasis is on implementation, ensuring that Registered Training Organisations conduct assessments as per the Principles of Assessment and Rules of Evidence.
In this write-up, we will focus on assessment tool validation.
Conducting Assessment Tool Validation
Understanding the two types of validation allows us to delve into the specifics of assessment tool validation.
Timing of Assessment Tool Validation
The purpose of assessment tool validation is to confirm that all elements, performance criteria, and performance and knowledge evidence are met by your assessment tools.
Hence, whenever new learning resources are bought, assessment tool validation should be carried out before students use them.
There's no requirement to wait for the next validation schedule in your 5-year cycle. Validate new resources promptly to ensure they’re appropriate for students.
Nonetheless, there are other reasons to conduct this type of validation. Perform assessment tool validation when you:
- you update resources
- new training products are added on scope
- review your course against training product updates
- your risk assessment includes identifying your learning resources as a risk
The Australian Skills Quality Authority's risk-based regulatory approach means RTOs should conduct regular risk assessments. Complaints from students about learning resources are a prime opportunity for assessment tool validation.
Which Training Products Should You Validate?
Recall, this type of validation aims to ensure all learning resources are compliant before use. All RTOs must validate each unit's resources.
Key Resources for Assessment Tool Validation
Educational Resources
For validating your assessment tools, you will need the full array of your learning resources:
Mapping tool – the first document to review. It indicates which assessment items meet unit requirements, aiding in faster validation.
Learner/student workbook – ensure it is suitable as an assessment tool during validation. Check if instructions are clear and answer fields are sufficient. This is a common issue.
Assessor guide/marking guide – check that instructions for assessors are adequate and that there are clear benchmarks for each assessment item. Clear benchmarks are essential for reliable assessment outcomes.
Other related resources – may consist of checklists, registers, and templates developed independently from the workbook and marking guide. Validate them to confirm they suit the assessment task and address unit requirements.
Validation Panel
Clause 1.11 outlines the criteria for validation panel members, specifying that validation can be done by one or more people. RTOs typically require all trainers and assessors to participate, occasionally inviting industry experts.
Your validation panel must, as a group, possess:
Vocational competencies and industry skills pertinent to the unit being validated
Current knowledge and expertise in vocational teaching and learning
Any one of these training and assessment credentials:
TAE40116 Certificate IV in Training and Assessment or an updated successor
Validation instrument/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Having a validation tool aids both the validation process and documentation. It simplifies seeing how each assessment item maps to each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It also serves as evidence that you have validated your resources before students use them.
ASQA does not provide a recommended or required template for assessment tool validation, but many templates can be found online. These tools often have validators review the tools as a whole to verify if they meet the principles of assessment.
Principles of Assessment Guide Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable
While such templates facilitate validation, they often result in judgment errors because there’s insufficient space for comments on each assessment item.
A more detailed template is highly recommended for inspecting each unit requirement and the assessment items that align with them. Below is an example:
Element Performance Criteria Assessment Directions Benchmarks Assessment Tools Rectification Recommendations
What do you Need to Check?
What Needs Review?
As outlined in our blog post Common Problems In Assessment Tools, your assessment tools must ensure trainers follow assessment principles and evidence rules.
Basic Principles of Assessment
Fairness – Does the assessment provide equal opportunity and access to all participants?
Flexibility – Are different options available in the assessment to demonstrate competence based on individual needs and preferences?
Validity – Is the assessment evaluating what it is intended to evaluate? Is it a valid tool for assessing the required skill or knowledge?
Reliability – Will the assessment achieve the same results every time, regardless of who conducts the training? Will different assessors consistently make decisions on skill competence?
Evidence Key Rules
Validity – Is the evidence demonstrating that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is the evidence sufficient to confirm the learner read more has the required skills and knowledge?
Authenticity – Does the assessment tool ensure that the work is the candidate’s own?
Currency – Do the assessment tools reflect current units of competency and modern industry practices?
Despite being frequently covered in VET professional development and nationally recognised training, many tools still have issues with these requirements.
To prevent using learning resources that fail to address some unit requirements, ensure you follow these guidelines:
Live Up to Your Words
Take note of the verbs used in the unit requirements and make sure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:
Complete each of the following at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication according to service and regulatory requirements:
changing nappies
bottle preparation, feeding infants from bottles, and cleaning equipment
prepare solid foods and feed babies
respond to baby signs and cues appropriately
prepare infants for sleep and soothe them
monitor and support physical exploration and gross motor skills appropriate for the age
Getting students to describe changing nappies for babies under 12 months doesn’t meet the unit requirement. Unless the requirement assesses underpinning knowledge (i.e., knowledge evidence), students should be performing the tasks.
Mind the Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Mind the numbers. In our CHCECE032 example, one unit requirement requires students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby isn’t sufficient.
Total or Not Competent
Observe the lists. As noted above, if students are asked to perform just half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Can You Clarify Further?
Every assessment item needs clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, ensure your instructions are not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What information might be included in a work package?
Possible answers may include:
Needed materials
Applicable costs
Length of activities
Assigned roles and responsibilities
When an assessment item requires multiple answers, specify how many answers a student must provide. This way, your assessment remains reliable, and the evidence collected is valid.
The same applies to assessment items with double-barrelled questions or those that ask for multiple answers simultaneously. Such questions can confuse both students and assessors, as illustrated in the example below:
Name a hazard and/or environmental concern in the work area and choose the most effective hazard control hierarchy.
Possible answers can include, but are not limited to:
Weather conditions – work area isolation, engineering, PPE
Work area and ground conditions – eliminating hazards, isolation, use of engineering controls
People – isolation, use of engineering controls, administrative controls
Structural hazards – substituting, isolation, engineering controls
Chemical hazards – isolation, engineering controls, administrative controls
Equipment or machinery – isolating, use of engineering controls, administrative controls
Avoiding double-barrelled questions makes it simpler for students to answer and for assessors to accurately judge student competence.
Seeing these requirements, you might wonder, “Don’t learning resource developers provide audit guarantees?” However, these guarantees mean you must wait for an audit to rectify noncompliance. This affects your compliance history, so it’s wiser to take a safe and compliant approach.